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INTERNSHIP - Compliance COO Team

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 New York, United States
Internship, Administrative, English
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Job Description:

Day to day responsibilities include but not limited to:
* Assist in producing the Compliance Monthly Management Report for the Compliance ExCo
* Assist in producing the Compliance Monthly Report for the US ExCo
* Assist in producing Compliance Monthly Audit reports for Compliance ExCo, Director of Compliance and for Head Office
* Assist in preparing, distributing, analyzing responses, and responding to communications for Annual Compliance with MA, BD and Regulation W
* Assist in preparing, distributing, analyzing responses, and responding to communications for Monthly Compliance with BD disclosures
* Identity and Access Management administration for Compliance
* Coordinate Market data access
* Preparing and revising written procedures for specific business activities in compliance
Other responsibilities include but not limited to:
* Adhoc presentations for Senior Management;
* Adhoc projects as required

Candidate Requirements:

Competencies:
* Strong writing and research skills
* Must be able to work with various teams in a professional environment
* Self-starter with excellent organizational and communication skills
* Strong attention to detail

Technical Skills & Knowledge:

Desired:
* MS Office Outlook, Word, Powerpoint proficiency
* Strong Excel skills

Qualifications (Experience, Education, Languages):

Required:
* Senior in College or recent graduate with Bachelor Degree
Desired:
* Prior internship or work experience in financial services or legal industry

Source: Company website
Posted on: 25 Jan 2020
Type of job: Internship
Job duration: 0 months
Languages: English
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