English
Login
Register
Work Studies Languages For Companies About iAgora
 English
View Offer
Home Work Studies Languages For Companies
Work > Internships > Management > USA > New York > View Offer 

INTERNSHIP - Compliance COO Team

Company not shown
 New York, United States
Internship, Management, English
23
Visits
1
Applicant
Register

Job Description:

Day to day responsibilities include but not limited to:
* Assist in producing the Compliance Monthly Management Report for the Compliance ExCo
* Assist in producing the Compliance Monthly Report for the US ExCo
* Assist in producing Compliance Monthly Audit reports for Compliance ExCo, Director of Compliance and for Head Office
* Assist in preparing, distributing, analyzing responses, and responding to communications for Annual Compliance with MA, BD and Regulation W
* Assist in preparing, distributing, analyzing responses, and responding to communications for Monthly Compliance with BD disclosures
* Identity and Access Management administration for Compliance
* Coordinate Market data access
* Preparing and revising written procedures for specific business activities in compliance
Other responsibilities include but not limited to:
* Adhoc presentations for Senior Management;
* Adhoc projects as required

Candidate Requirements:

Competencies:
* Strong writing and research skills
* Must be able to work with various teams in a professional environment
* Self-starter with excellent organizational and communication skills
* Strong attention to detail

Technical Skills & Knowledge:

Desired:
* MS Office Outlook, Word, Powerpoint proficiency
* Strong Excel skills

Qualifications (Experience, Education, Languages):

Required:
* Senior in College or recent graduate with Bachelor Degree
Desired:
* Prior internship or work experience in financial services or legal industry

Source: Company website
Posted on: 09 Oct 2020
Type of job: Internship
Languages: English
Register
52.309 jobs and internships
in 121 countries
Register   or Login
We uses cookies to deliver services, personalize content and ads, and analyze our traffic.  More info.
Other options I accept