VIE Compliance specialist M/F

Descrizione del lavoro:

Job description

Business type

Types of Jobs - Asset Management

Job title

VIE Compliance specialist M/F

Contract type

Fixed-Term Contract

Term (in months)

24

Expected start date

02/03/2026

Job summary

Compliance department ensures adherence to regulatory standards and internal policies.
We are looking for a VIE to join our team.
Main tasks:
* Oversee the investment process and provide investment advice in accordance with Group compliance policies (Investments).
* Perform second-level controls focusing on best execution, proper order handling, trade allocation, cross-trades, prevention of market manipulation/insider dealing, and conflicts of interest in fund selection and due diligence (including scope of Law no. 220/2021).
* Review personal transactions and monitor compliance with gifts & benefits policies.
* Analyse distributor activity (flow analysis, target market feedback and distribution policies) and monitor securities-related conflicts of interest.
* Supervise MiFID-related controls, including suitability/appropriateness and ESG preferences.
* Develop and automate internal controls and design new control frameworks.
* Provide compliance advisory, training to investment staff and liaise with Group Compliance Policies.
* Prepare periodic reports for internal corporate bodies and committees

Position location

Geographical area

Europe, Italy

City

Milan

Candidate criteria

Minimal education level

Postgraduate degree - MA/MSc/PhD/Doctorate or equivalent

Academic qualification / Speciality

Degree in Finance/Economics

Level of minimal experience

0-2 years

Experience

Past experience related to innovative topics, automation and programming, it's considered a plus

Required skills

* Strong analytical skills
* Innovative mindset
* Time management
* Financial knowledge in terms of investments processes, trading and securities master data
* Excellent knowledge of Microsoft Office

Languages

Fluent in English; Italian is a plus