Investment Services Compliance Officer 80-100% (w/m/d)

Descrizione del lavoro:

LGT is the largest Private Banking and Asset Management group in the world to be owned by an entrepreneurial family. As the family office of the Princely House of Liechtenstein, we have years of experience in the management of sizeable sums of assets.

Job Description

Shape the future of LGT Private Banking - as an Investment Services Compliance Officer.
Become part of an international corporate culture that combines high standards with innovation.
* Regulatory Monitoring: You oversee and assess compliance with supervisory requirements (MiFID, MAR, and other local regulations). You continually review our investment services-from investment advisory to portfolio management-for legal conformity and internal guidelines. Additionally, you check marketing materials for regulatory compliance.
* Suitability & Appropriateness: You assess whether financial products and services match the risk profile and classification of our clients. You document profiles and ensure that target market criteria are met.
* Compliance Reporting: You prepare reports and presentations on compliance findings and risks for management. You also support informed decision-making with recommendations and strengthen our control environment.
* Policy & Project Work: You develop and implement compliance policies and minimum standards. You also contribute your expertise to cross-departmental projects and regulatory initiatives.

Requirements

* Education: Completed banking apprenticeship with relevant professional experience and/or a university degree in law, business administration, or a comparable field. Additional qualifications in compliance, risk management, or financial regulation are an advantage.
* Experience: Practical experience in compliance, regulation, or risk management within the financial industry, ideally with exposure to relevant financial regulations (e.g., MiFID).
* Skills: In-depth expertise in investment compliance, especially in monitoring activities in investment advisory and portfolio management.
* Technical expertise: Strong understanding of financial products, investment processes, and compliance systems. Experience with compliance tools, data analysis software, and MS Office.
* Languages: Very good written and spoken German and English skills.

For this role, we do not consider applications trough recruitment agencies.

Contact Information

We are looking forward to receiving your online application.
For any further information please do not hesitate to contact us.
LGT Bank AG
Human ResourcesSheila Hartmann